Company Exchange Symbol Last price Quote change Market cap
Vanguard Small-Cap ETF AMEX VB 72.83 +3.47 (5.00%) 4.55B
Vanguard Small-Cap ETF (the Fund) is an exchange-traded share class of Vanguard Small-Cap Index Fund, which employs a passive management or indexing 
iShares S&P SmallCap 600 Index (ETF) AMEX IJR 69.47 +3.43 (5.19%) 6.54B
The Index measures the performance of the small-capitalization sector of the United States equity market, and consists of stocks that have a market 
Vanguard Small-Cap Growth ETF AMEX VBK 79.77 +3.81 (5.01%) 2.02B
Vanguard Small-Cap Growth ETF (the Fund) is an exchange-traded share class of Vanguard Small-Cap Growth Index Fund, which employs a passive management or 
Vanguard Small-Cap Value ETF AMEX VBR 65.67 +3.10 (4.95%) 1.85B
Vanguard Small-Cap Value ETF (the Fund) is an exchange-traded share class of Vanguard Small-Cap Value Index Fund, which employs a passive management or
iShares S&P SmallCap 600 Value Idx (ETF) AMEX IJS 70.43 +3.47 (5.18%) 1.42B
The Value Index measures the performance of the small-capitalization value sector of the United States equity market. The Value Index is a subset of the S&P 
iShares S&P SmallCap 600 Growth (ETF) AMEX IJT 74.54 +2.04 (2.81%) 1.52B
The Growth Index measures the performance of the small-capitalization growth sector of the United States equity market. The Growth Index is a subset of the 
RevenueShares Small Cap Fund (ETF) AMEX RWJ 32.52 +1.57 (5.08%) 139.88M
RevenueShares Small Cap Index is constructed using a rules-driven methodology, which re-weights the constituent securities of the S&P 600 according to the 
SPDR DJ Wilshire Small Cap Growth (ETF) AMEX SLYG 114.49 +5.21 (4.77%) 183.20M
SPDR Dow Jones Small Cap Growth ETF (the Fund), formerly SPDR DJ Wilshire Small Cap Growth ETF, seeks to replicate as closely as possible the performance of 
SPDR DJ Wilshire Small Cap Value (ETF) AMEX SLYV 67.59 +3.48 (5.43%) 131.89M
The Fund seeks to replicate as closely as possible, the performance of the Dow Jones US Small-Cap Value Total Stock Market Index (the Index). 
WisdomTree Emerging Mkts Small Cp Div Fd AMEX DGS 44.67 +1.87 (4.37%) 777.26M
The Index is a fundamentally weighted index that measures the performance of primarily small-cap stocks selected from the WisdomTree Emerging Markets 
SPDR DJ Wilshire Small Cap (ETF) AMEX SLY 66.83 +3.15 (4.94%) 73.52M
The Fund seeks to replicate as closely as possible, the performance of the Dow Jones US Small-Cap Total Stock Market Index (the Index). 
Russell/Nomura Small Cap Core Index ETF OSA 1312
The Fund invests in the component stocks of the Russell/Nomura Small Cap Core Index and stocks which are scheduled to become such component stocks, 
TOPIX Small Japan Small Cap Equity TYO 1318 860.00 0.00 (0.00%) 788.45M
The Fund invests in the component stocks of the TOPIX Small and intends to construct and maintain the portfolio, which is similar in composition to the 
Japan Smaller Capitalizaion Fund Inc. NYSE JOF 7.75 +0.24 (3.20%) 219.59M
The Fund’s benchmark is the Russell/Nomura Small Cap Index. It also invests in the TOPIX and the Nikkei Average Index. The Russell/Nomura Small Cap Index 
PowerShares Dynamic Small Cap Value(ETF) AMEX PXSV 14.71 +0.47 (3.30%) 69.14M
PowerShares Dynamic Small Cap Value Portfolio (the Fund) seeks investment results that correspond generally to the price and yield of the Dynamic Small Cap 
First Trust Small Cap Cr AlphaDEXFd(ETF) AMEX FYX 30.56 +1.55 (5.34%) 108.79M
The Fund seeks investment results that correspond generally to the price and yield of an equity index called the Defined Small Cap Core Index (the Index). 
Claymore/AlphaShares China Small Cap ETF AMEX HAO 22.34 +1.28 (6.08%) 168.48M
The Index is designed to measure and monitor the performance of publicly traded mainland China-based small capitalization companies. 
Schwab U S Small Cap ETF AMEX SCHA 34.01 +1.52 (4.68%) 448.36M
The Dow Jones US Small-Cap Total Stock Market Index includes the components ranked 751-2500 by full market capitalization. The Index is a float-adjusted 
SPDR Russell Nomura Small Cap Japan(ETF) AMEX JSC 44.12 +1.60 (3.76%) 95.67M
SPDR Russell/Nomura Small Cap Japan ETF (the Fund) seeks to closely match the returns and characteristics of the total return performance of the 
PowerShare Dynamic Small Cap Port. (ETF) AMEX PXSC 22.54 +0.97 (4.50%) 15.10M
PowerShares Dynamic Small Cap Portfolio (the Fund) seeks investment results that correspond to the price and yield of the Dynamic Small Cap Intellidex Index 
SPDR S&P Emerging Markets Small Cap (ETF AMEX EWX 45.84 +2.61 (6.04%) 864.60M
The Index is a float-adjusted, market-cap weighted index that represents the small-capitalization segment of emerging countries included in the S&P Global 
Sparindex JAPAN Small Cap CPH SPIJAS
The Fund is engaged in making investments in Japanese small capitalization ( Small Cap) stocks. The Fund invests in the stocks included in the MSCI Japan 
Dow Jones U.S. Small-Cap Growth Total Stock Market Total Return Index INDEXDJX DWSGT 34,088.33 +1,647.21 (5.08%)
Dow Jones Developed Markets ex-U.S. Small-Cap Total Stock Market Total Return Index INDEXDJX DWDXST 3,061.14 +117.92 (4.01%)
Dow Jones Middle East & Africa Small-Cap Total Stock Market Total Return Index INDEXDJX DWMFST 8,549.55 +283.45 (3.43%)
Dow Jones Asia/Pacific Small-Cap Total Stock Market Index INDEXDJX DWAPS 1,280.10 +10.74 (0.85%)
Dow Jones U.S. Small-Cap Value Total Stock Market Index INDEXDJX DWSV 5,486.38 +260.62 (4.99%)
Dow Jones Global Small-Cap Total Stock Market Total Return Index INDEXDJX DWGST 4,548.94 +191.40 (4.39%)
Dow Jones U.S. Small-Cap Value Total Stock Market Total Return Index INDEXDJX DWSVT 69,227.51 +3,299.91 (5.01%)
Dow Jones Latin America Small-Cap Total Stock Market Total Return Index INDEXDJX DWLAST 14,160.76 +560.47 (4.12%)
Dow Jones U.S. Small-Cap Total Stock Market Total Return Index INDEXDJX DWST 51,574.14 +2,475.50 (5.04%)
Dow Jones Developed Markets Small-Cap Total Stock Market Total Return Index INDEXDJX DWDVST 4,378.88 +187.54 (4.47%)
Dow Jones Emerging Markets Small-Cap Total Stock Market Total Return Index INDEXDJX DWEMST 7,873.68 +286.02 (3.77%)
Dow Jones Emerging Markets Small-Cap Total Stock Market Total Return Specialty Index INDEXDJX DWECST 6,082.50 +192.25 (3.26%)
Dow Jones Global ex-U.S. Small-Cap Total Stock Market Index INDEXDJX DWXS 2,283.83 +10.68 (0.47%)
Dow Jones Middle East & Africa Small-Cap Total Stock Market Index INDEXDJX DWMFS 4,570.10 +2.05 (0.04%)
Dow Jones Europe Small-Cap Total Stock Market Index INDEXDJX DWEUS 3,223.32 +5.70 (0.18%)
Dow Jones Americas Small-Cap Total Stock Market Index INDEXDJX DWAMS 5,292.30 +5.00 (0.09%)
Dow Jones Latin America Small-Cap Total Stock Market Index INDEXDJX DWLAS 8,813.24 +348.82 (4.12%)
Dow Jones Americas Small-Cap Total Stock Market Total Return Index INDEXDJX DWAMST 7,187.29 +333.83 (4.87%)
Dow Jones Developed Markets ex-U.S. Small-Cap Total Stock Market Index INDEXDJX DWDXS 2,105.99 +10.64 (0.51%)
Dow Jones Developed Markets Small-Cap Total Stock Market Index INDEXDJX DWDVS 3,112.67 +8.60 (0.28%)
Dow Jones U.K. Small-Cap Total Stock Market Index (GBP) INDEXDJX DJGBSM 3,192.05 +94.13 (3.04%)
Dow Jones Asia/Pacific Small-Cap Total Stock Market Total Return Index INDEXDJX DWAPST 1,784.27 +46.82 (2.69%)
Dow Jones U.S. Small-Cap Growth Total Stock Market Index INDEXDJX DWSG 4,302.50 +207.91 (5.08%)
Dow Jones Global Small-Cap Total Stock Market Index INDEXDJX DWGS 3,214.55 +9.20 (0.29%)
Dow Jones U.S. Small-Cap Total Stock Market Index INDEXDJX DWS 5,090.36 +243.92 (5.03%)
Dow Jones Europe Small-Cap Total Stock Market Total Return Index INDEXDJX DWEUST 4,890.45 +233.24 (5.01%)
Dow Jones U.K. Small-Cap Total Stock Market Total Return Index (GBP) INDEXDJX DJGBSMT 5,313.19 +156.69 (3.04%)
Dow Jones Emerging Markets Small-Cap Total Stock Market Specialty Index INDEXDJX DWECS 3,902.68 +123.33 (3.26%)
Dow Jones Emerging Markets Small-Cap Total Stock Market Index INDEXDJX DWEMS 4,850.64 +176.17 (3.77%)
Dow Jones Global ex-U.S. Small-Cap Total Stock Market Total Return Index INDEXDJX DWXST 3,341.00 +127.27 (3.96%)
Sparindex US Small Cap CPH SPIUSS
The Fund is engaged in making investments in North American small capitalization (small cap) stocks. The Fund invests in the stocks included in the MSCI US 
PowerShares S&P SmallCap Indtls Ptflio NASDAQ PSCI 28.08 +1.70 (6.44%) 26.38M
The Fund will normally invest at least 80% of its total assets in common stocks of small capitalization industrial companies. The Fund will normally invest 
WisdomTree SmallCap Earnings Fund (ETF) AMEX EES 51.54 +2.39 (4.86%) 117.96M
The Index is a fundamentally weighted index that measures the performance of earnings-generating companies within the small-capitalization segment of the 
PowerShares S&P SmallCap Hlth Cr Ptflo NASDAQ PSCH 31.13 +0.59 (1.93%) 106.89M
PowerShares S&P SmallCap Health Care Portfolio (the Fund) seeks investment results that correspond generally to the price and yield performance of the index 
SmallCap Danmark, Investeringsforening CPH SMCAPDK
Investeringsforeningen SmallCap Danmark is a Denmark-based investment company that specializes in Danish small-cap stocks, with a market value below EUR 2
Claymore AlphaShares China All Cap ETF AMEX YAO 24.54 +1.41 (6.10%) 62.45M
The Index is designed to measure and monitor the performance of publicly traded mainland China-based small capitalization companies. 
PowerShares Dynamic Sm. Cap Growth (ETF) AMEX PXSG 16.59 +0.74 (4.67%) 92.90M
PowerShares Dynamic Small Cap Growth Portfolio (the Fund) seeks investment results that correspond generally to the price and yield of the Dynamic Small Cap
iShares MSCI Brazil Small Cap Index ETF AMEX EWZS 24.82 +1.28 (5.43%) 47.08M
iShares MSCI Brazil Small Cap Index Fund (the Fund) seeks investment results that correspond generally to the price and yield performance of the MSCI Brazil 
DIAS SA INVESTMENT COMPANY (Inactive) ATH DIAS
Dias investment targets are large-, mid- and small-cap companies with growth perspectives. Its investment sectors are diverse and include among others 
National Holdings Corporation OTC NHLD 0.230 0.000 (0.00%) 4.70M
 high-net-worth and institutional clients, provides investment banking, merger, acquisition and advisory services to micro, small and mid-cap high growth 
PowerShares S&P SlCp Mls Ptfo NASDAQ PSCM 27.18 +2.45 (9.90%) 7.42M
The Index is a subset of the S&P SmallCap 600 Index, which is a float-adjusted, market capitalization-weighted index reflecting the United States small-cap 
Meridien Capital Limited NSX MEK
The Company primarily invests in listed small cap companies. It also makes pre- initial public offering (IPO) investment in small cap entities proposing to 
PowerShares S&P SmlCp Inftn Thgy Pfo NASDAQ PSCT 28.44 +1.40 (5.18%) 78.42M
The Fund will normally invest at least 80% of its total assets in common stocks of small-capitalization information technology companies. 
PowerShares S&P SllCp Egy Ptflio NASDAQ PSCE 35.35 +2.29 (6.93%) 56.20M
The Fund will normally invest at least 80% of its total assets in common stocks of small-capitalization energy companies. The Fund will normally invest at 
PowerShares S&P SllCp Ficls Ptflio NASDAQ PSCF 26.84 +1.21 (4.73%) 58.94M
The Fund will normally invest at least 80% of its total assets in common stocks of small-capitalization financial service companies. 
PowerShares S&P SmllCp Csmr Stpls Pfo NASDAQ PSCC 31.67 +1.32 (4.35%) 12.14M
The Fund will normally invest at least 80% of its total assets in common stocks of small capitalization consumer staples companies. 
Ishares Msci Russia Capped Index Fund AMEX ERUS 24.24 +1.18 (5.12%) 110.69M
iShares MSCI Brazil Small Cap Index Fund (the Fund) seeks investment results that correspond generally to the price and yield performance of the MSCI Russia 
Investunity AG ETR ILK 0.300 0.000 (0.00%) 1.15M
The Company deals with investments in small-cap stocks, pre-initial public offering firms, well-established companies in turn-around situations, 
PowerShares S&P SmllCp Utlts Pfo NASDAQ PSCU 30.52 +1.04 (3.52%) 47.17M
PowerShares S&P SmallCap Utilities Portfolio (the Fund) seeks investment results that correspond generally to the price and yield performance of the index 
PowerShares S&P SmllCp Cnsmr Disny Ptfo NASDAQ PSCD 27.97 +1.01 (3.75%) 43.14M
PowerShares S&P SmallCap Consumer Discretionary Portfolio (the Fund) seeks investment results that correspond generally to the price and yield performance 
Kremlin AG ETR KML 1.23 -0.05 (-3.83%) 2.46M
The Company operates three portfolios: small cap portfolio, which consists of Russian second-tier stocks; large cap portfolio, which consists of Russian 
NFJ Investment Group LLC Private
 offers managed accounts of small-cap, mid-cap, large-cap, and international stocks, as well as a closed-end fund, to retail and institutional clients. 
Brazos Capital Management, L.P. Private
Its Small Cap fund invests in firms on the Russell 2000 index, while its Mid Cap fund focuses on firms with market caps of $1 billion to $12 billion. 
Montanaro European Smaller Co.s Trust LON MTE 367.00 +8.00 (2.23%) 60.82M
Montanaro European Smaller Companies Trust plc is an investment company. The Company’s objective is to achieve capital growth by investing principally in 
First Trust Large Cap GO Alpha Fnd (ETF) AMEX FTC 28.25 +0.69 (2.50%) 122.64M
First Trust Large Cap Growth Opportunities AlphaDEX Fund (the Fund) is an exchange-traded fund. It seeks investment results that correspond generally to the 
Solium Capital Inc. TSE SUM 1.45 0.00 (0.00%) 60.44M
StockVantage is a Web-based solution catering to small and mid-cap companies. Through its wholly owned subsidiary, Solium Equity Consulting Services, Inc., 
First Trust Mult Cap Val Alpha Fnd (ETF) AMEX FAB 29.65 +1.35 (4.79%) 39.62M
First Trust Multi Cap Value AlphaDEX Fund (the Fund) is an exchange-traded fund. The Fund seeks investment results that correspond generally to the price 
First Trust Mult Cap Grwth Alp Fnd (ETF) AMEX FAD 30.68 +1.05 (3.54%) 26.67M
First Trust Multi Cap Growth AlphaDEX Fund (the Fund) is an exchange-traded fund . The Fund seeks investment results that correspond generally to the price 
Euroland Finance SA EPA MLERO 0.880 0.000 (0.00%) 2.83M
 is a France-based company specialized in financial engineering services, financial analysis and brokerage services, primarily for the Small Cap market. 
SunAmerica Focused Alpha Large Cap Fund NYSE FGI 17.39 +0.57 (3.39%) 162.40M
The Fund invests primarily in a small number of equity securities (common stocks ) of large-capitalization companies and to a lesser extent in equity-related 
Claymore Beacon Spin-Off (ETF) AMEX CSD 23.21 +0.77 (3.43%) 17.95M
 on market capitalization (including micro-cap securities), but which are primarily small and mid-cap companies with capitalizations under $10 billion. 
Pfizer Inc. NYSE PFE 19.67 +0.39 (2.00%) 153.43B
Pfizer Inc. (Pfizer) is a research-based, global biopharmaceutical company. The Company operates in two segments: Biopharmaceutical and Diversified. 
NBIC Capital AG ETR CDZ 1.15 1.87M
CdC Capital AG is a Germany-based capital market service provider, which specializes in small and micro caps. It offers corporate finance consulting 
Schwab U S Broad Market ETF AMEX SCHB 30.70 +0.81 (2.71%) 744.26M
Schwab US Broad Market ETF (the Fund) seeks to track the total return of the Dow Jones US Small-Cap Total Stock Market Index (the Index). 
ProShares UltraPro Russell2000 ETF AMEX URTY 57.80 +7.95 (15.95%) 72.28M
The Index is a measure of small-cap United States stock market performance. It is a float-adjusted market capitalization weighted index containing 
ProShares Ultra Russell2000 Growth (ETF) AMEX UKK 43.99 +4.28 (10.78%) 17.87M
The Index is designed to provide a comprehensive measure of small-cap United States equity growth performance. It is an unmanaged, float-adjusted, 
Meridien Resources Limited ASX MRJ 0.070 0.000 (0.00%) 2.84M
The Company is focused on investment in the securities of publicly listed small cap mining and resources companies. The Company hold investment interests in 
Canaccord Genuity Inc. Private
Canaccord Genuity also acts as a market maker for small– and mid-cap stocks in the US. Canaccord Capital (now Canaccord Financial) acquired Canaccord Adams
Hanseatic Group, Inc. Private
Serving individuals and business and institutional investors, the company has large-cap, small-cap, and multicap strategies. 
Wall Street Associates, LLC Private
The firm focuses on the stocks of growing micro-, small-, and mid-cap companies in the US; investments in the retail, health care, technology, 
DNP Select Income Fund Inc. NYSE DNP 10.56 +0.08 (0.72%) 2.54B
The Fund may invest in securities of domestic and foreign issuers, as well as in small and mid cap common and preferred stocks. 
PLUS Markets Group PLC LON PMK 1.20 +0.08 (6.67%) 4.64M
 facilitating the execution of retail flow through retail service provider networks and the provision of capital commitment in small and mid-cap issuers.
First Capital SpA BIT FIC 0.760 +0.010 (1.27%) 17.58M
The Company specializes in private investments operations in public equity on listed companies characterized by small and mid caps with primary reference to 
Peel Hunt Limited Private
The company’s clients include more than 130 small to midsized firms in the UK and abroad. Peel Hunt, which makes markets in more than 1200 stocks, 
vFinance Inc. Private
 and other institutional clients. vFinance is also a market maker for some 2500 over-the-counter (OTC) and NASDAQ small– and micro-cap stocks. 
300 North Capital, LLC Private
Specializing in US growth equity investment strategies, the company manages stock portfolios and the 300 North Capital Small Cap Growth mutual fund. 
TRS Investments Ltd. NZE TRS 0.001 0.000 (0.00%) 1.11M
The Company operates in one industry segment, investment in listed entities on the Australian Stock Exchange. It invests in small market cap industrial