Raleigh, NC, Sept. 29, 2015 (GLOBE NEWSWIRE) — RegEd, the leading provider of compliance and risk management technology to broker-dealers and other financial services firms, including the industry-leading Advertising Review solution, announced its participation in the 2015 FINRA Advertising Regulation Conference in Washington, DC, on October 8-9, 2015.
FINRA’s Advertising Regulation Conference provides a forum to learn about practical changes and new developments involving communications rules, and the opportunity to gain guidance on the advertising standards from industry and FINRA experts.
“In today’s evolving industry, managing the advertising review, approval and document management processes can present significant challenges for financial services firms,” stated Nicole Klemm, RegEd’s Advertising Review Product Manager. “The process must fully address compliance requirements pursuant to FINRA Rule 2210 and other customer communication regulations, while facilitating a seamless review process that enables all stakeholders to increase the quality and effectiveness of the firm’s marketing communications, while speeding time to market.”
Klemm continued, “The FINRA Advertising Regulation Conference provides an important forum for regulators, industry firms and solution providers, like RegEd, to engage in dialogue about evolving regulation and solving the related compliance and operational challenges.”
Prior to the start of the conference, RegEd will host its Advertising Review Client Advisory Board (CAB). The CAB will focus on best-practice implementation of recent and upcoming enhancements to RegEd’s Advertising Review Enterprise solution, while providing an important forum for RegEd’s Advertising Review product roadmap and future innovation.
The RegEd booth will be located in the main exhibit hall of the Renaissance Washington, DC Downtown Hotel.
RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. For more information, visit www.reged.com.
CONTACT: Eric Clements, 412-335-2281